Compliance Manager • Senior

Who you are

You have extensive experience in compliance management, particularly within the financial services sector. Your background includes a deep understanding of regulatory frameworks and the ability to navigate complex compliance landscapes. You are skilled in providing expert guidance and support to teams, ensuring that compliance is integrated into all aspects of operations. You possess strong analytical skills, allowing you to assess compliance risks and develop effective strategies to mitigate them. Your communication skills are exceptional, enabling you to convey complex compliance concepts to diverse stakeholders clearly and effectively. You are committed to fostering a culture of compliance within your organization, promoting ethical practices and adherence to regulations.

What you'll do

As a Senior Compliance Manager at Altruist, you will serve as a key leader in the compliance team, focusing on clearing operations. You will provide expert guidance on compliance matters related to clearing products and services, ensuring that all operations align with regulatory requirements. You will support firmwide regulatory initiatives, collaborating with various departments to implement compliance strategies effectively. Your role will involve conducting compliance assessments, identifying potential risks, and developing action plans to address them. You will also be responsible for training and educating staff on compliance policies and procedures, fostering a culture of compliance throughout the organization. Your expertise will be crucial in maintaining Altruist's commitment to ethical practices and regulatory adherence.

What we offer

At Altruist, we are dedicated to transforming the wealth management industry and making financial advice more accessible. We offer a collaborative and inclusive work environment where your contributions will have a meaningful impact. You will have the opportunity to work with a talented team of professionals who are passionate about challenging the status quo. We encourage you to apply even if your experience doesn't align perfectly with every qualification in the job description, as we value diverse perspectives and backgrounds. Join us in our mission to empower financial advisors and improve outcomes for clients.