Compliance Manager • Mid-Level

Who you are

You have a strong background in compliance management, particularly with Sarbanes-Oxley (SOX) requirements. Your experience includes facilitating risk assessments and managing internal control assessments, ensuring that all necessary elements are in place to meet compliance standards. You are detail-oriented and possess excellent organizational skills, allowing you to manage multiple projects and timelines effectively.

You understand the importance of internal controls and have experience conducting walkthroughs and testing for various processes and controls. Your analytical mindset enables you to identify potential risks and develop strategies to mitigate them. You are comfortable working with cross-functional teams and can communicate complex compliance requirements clearly to stakeholders.

What you'll do

In this role, you will lead the Sarbanes-Oxley Program Management Office and Testing Group at SoFi. You will be responsible for preparing the internal control assessment plan and timeline, scheduling and conducting walkthroughs for each process and control, and updating control descriptions and process flowcharts. You will facilitate all SOX management assessments for SoFi and its subsidiaries, ensuring that all in-scope systems and controls are thoroughly tested.

You will collaborate with various teams to ensure compliance with SOX requirements and assist in the development of internal control frameworks. Your role will involve attending control walkthroughs and conducting testing over IT General Control, IT Automated Controls, Key Reports, and IT-related Entity Level Controls. You will also be responsible for documenting findings and providing recommendations for improvements to enhance compliance processes.

What we offer

At SoFi, we are committed to shaping a brighter financial future for our members. We offer a collaborative work environment where you can invest in your career and personal growth. Our team is dedicated to innovation and using technology to transform personal finance. We encourage you to apply even if your experience doesn't match every requirement, as we value diverse perspectives and backgrounds.

We provide competitive compensation and benefits, including opportunities for professional development and growth within the company. Join us in making a direct impact on people's lives through our financial services.