Compliance Manager • Senior

Who you are

You have a strong background in AML compliance, with experience conducting investigations and ensuring adherence to regulatory requirements. Your analytical skills allow you to evaluate suspicious activity effectively, and you are comfortable documenting your findings in a case management system. You understand the importance of compliance in the financial services industry and are committed to maintaining high standards of integrity and accountability.

Desirable

Experience with the Bank Secrecy Act and the USA PATRIOT Act is highly desirable, as is familiarity with filing Suspicious Activity Reports (SARs). You are detail-oriented and possess excellent communication skills, enabling you to collaborate effectively with various stakeholders.

What you'll do

In this role, you will conduct independent reviews and analyses of potential suspicious activities, ensuring compliance with relevant regulations. You will evaluate alerts generated from transaction monitoring systems and determine whether they warrant further investigation or SAR filing. Your responsibilities will include documenting your analysis and conclusions clearly and thoroughly, supporting your investigations with well-researched evidence.

You will also conduct Continuing Activity Reviews based on previously filed SARs, assessing whether ongoing activities present any new risks. Your role is crucial in helping SoFi maintain its commitment to compliance and protect its members from financial crime.

What we offer

At SoFi, we are dedicated to shaping a brighter financial future for our members. We offer a collaborative work environment where you can invest in your career and personal growth. Our team is at the forefront of transforming the financial services industry, and your contributions will have a direct impact on our mission. We encourage you to apply even if your experience doesn't match every requirement, as we value diverse perspectives and backgrounds.