About Betterment
Automated investing for confident financial futures
Key Highlights
- Largest independent digital investment advisor in the U.S.
- Raised $335 million in Series E funding
- Over 700,000 customers using the platform
- Offers 'Crypto Investing by Betterment' in partnership with Gemini
Betterment is the largest independent digital investment advisor in the U.S., providing automated investing and financial planning services through its app-based platform. Headquartered in Chelsea, New York, Betterment has raised $335 million in funding and serves over 700,000 customers, offering pe...
🎁 Benefits
Betterment offers a 401(k) match, equity grants, and comprehensive medical, dental, and vision coverage. Employees enjoy a robust parental leave polic...
🌟 Culture
Betterment fosters a data-driven culture that emphasizes innovation in fintech and personalized financial guidance. The company supports employee conn...
Compliance Manager • Lead
Betterment • New York - Hybrid
Overview
Betterment is hiring a Compliance Manager to oversee the compliance function at their innovative financial services company. You'll work closely with a team to ensure adherence to SEC and FINRA marketing rules. This position requires significant experience in compliance management.
Job Description
Who you are
You have significant experience with SEC and FINRA marketing rules and possess expertise in marketing review — your thoroughness and attention to detail ensure compliance in a fast-paced environment. You thrive on continuous improvement and enjoy collaborating across the business to find innovative solutions. Your strong management skills prepare you to lead a small team effectively, fostering a culture of compliance and excellence.
You are detail-oriented and always ask questions, ensuring that no stone is left unturned in your compliance efforts. You enjoy the challenge of working in a dynamic environment and are ready to roll up your sleeves to contribute to Betterment's mission of empowering people to build wealth with confidence and ease.
What you'll do
As the Compliance Manager, you will manage the compliance function at Betterment, ensuring that all marketing practices adhere to SEC and FINRA regulations. You will lead a team of two, guiding them in their compliance responsibilities and fostering a collaborative environment. Your role will involve reviewing marketing materials, developing compliance policies, and conducting training sessions to ensure that all employees understand compliance requirements.
You will work closely with various departments to identify compliance risks and develop strategies to mitigate them. Your ability to think outside the box will help you find creative solutions to compliance challenges, making you a key player in Betterment's innovative approach to financial services. You will also be responsible for staying updated on regulatory changes and ensuring that the company adapts its practices accordingly.
What we offer
Betterment offers a competitive salary range of $130,000 - $150,000, along with a comprehensive equity package and health benefits. You will have the opportunity to work in a hybrid model, spending four days a week in the office at Betterment HQ in New York City. Join a team that is dedicated to making a positive impact in the financial services industry while enjoying a supportive and engaging work environment.
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