Compliance Manager • Mid-Level

Who you are

You have 4-6 years of experience in compliance within a regulated industry, demonstrating a strong understanding of regulatory frameworks in the UAE. Your established rapport with FSRA or DFSA showcases your ability to navigate complex regulatory environments effectively. You possess excellent problem-solving skills and a proactive leadership style, making you a key player in managing regulatory risk. Your background in compliance ensures that you can develop and maintain robust compliance policies and procedures that align with industry standards.

You are well-versed in Anti-Money Laundering (AML) policies and procedures, overseeing Know Your Customer (KYC) and Customer Due Diligence (CDD) processes. Your experience includes conducting trade surveillance and transaction monitoring, allowing you to identify and report suspicious transactions effectively. You are also capable of providing AML training and advisory support to staff, ensuring that compliance is ingrained in the company culture.

What you'll do

In this role, you will be the primary point of contact with regulators, working closely with the Board and SEO to manage regulatory risk. You will develop and implement a risk-based compliance program that meets all regulatory requirements. Your responsibilities will include preparing and presenting compliance reports for the Board, ensuring that all stakeholders are informed of compliance status and any potential risks.

You will maintain and oversee AML policies and procedures, ensuring that they are up-to-date and effective in preventing financial crime. Your role will involve identifying, analyzing, and reporting suspicious transactions, as well as acting as the primary contact for filing Suspicious Activity Reports (SARs). You will also provide regulatory guidance to staff, the SEO, and the Board, fostering a culture of compliance throughout the organization.

What we offer

At Thndr, you will be part of a mission-driven team focused on democratizing investing across the MENA region. You will have the opportunity to work in a dynamic environment where your expertise in compliance will be valued and impactful. We encourage you to apply even if your experience doesn't match every requirement, as we believe in the potential of diverse backgrounds to contribute to our mission.