Upstox

About Upstox

Trade smarter with Upstox's intuitive platform

🏢 Finance👥 1K-5K📅 Founded 2009📍 Mumbai, Maharashtra, India

Key Highlights

  • Over 2 million active customers trading on the platform
  • $100 million+ raised from investors including Tiger Global
  • Headquartered in Mumbai, Maharashtra, India
  • Offers real-time market data for BSE, NSE, MCX, NCDEX

Upstox is a leading fintech platform based in Mumbai, Maharashtra, India, specializing in online trading for stocks, mutual funds, and commodities. With over 2 million customers, Upstox offers real-time market data for BSE, NSE, MCX, and NCDEX, making trading accessible and efficient. The company ha...

🎁 Benefits

Employees enjoy competitive salaries, stock options, flexible working hours, and a generous PTO policy. Upstox also offers health insurance and wellne...

🌟 Culture

Upstox fosters a culture of innovation and agility, encouraging employees to take ownership of their projects. The company values transparency and pro...

Upstox

Compliance Manager Entry-Level

UpstoxMumbai - On-Site

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Overview

Upstox is hiring an Associate - Compliance to strengthen the organization’s risk and compliance framework. You'll be responsible for planning and executing financial, regulatory, and operational reviews. This position is ideal for fresh graduates looking to start their career in compliance.

Job Description

Who you are

You are a recent graduate eager to kickstart your career in compliance and risk management. You thrive in a structured environment and are keen to learn about financial regulations and operational reviews. Your attention to detail and analytical mindset will help you assess the effectiveness of existing control systems and drive improvements in policies and procedures.

You possess strong communication skills, allowing you to effectively partner with cross-functional teams and external auditors. Your ability to work collaboratively will ensure transparency and accountability across the business. You are motivated by the opportunity to make a direct impact on trust, governance, and operational excellence in India’s capital market ecosystem.

What you'll do

In this role, you will support the development and implementation of the organization’s Risk Management Plan. You will plan and execute financial, regulatory, compliance, and operational reviews and audits, ensuring that the organization adheres to necessary regulations. Periodically, you will assess and evaluate the effectiveness of existing control systems to mitigate risks and strengthen the organization’s compliance framework.

You will work closely with various teams to ensure that all processes are transparent and efficient. Your contributions will help in enhancing the organization’s policies and procedures, ultimately leading to improved operational excellence. You will also have the opportunity to learn from experienced professionals in the field, gaining valuable insights into compliance and risk management practices.

What we offer

At Upstox, you will be part of a fast-growing fintech platform that values innovation and purpose. You will have the chance to work in a high-energy environment where your contributions are recognized and valued. The company offers a supportive culture that encourages professional growth and development, making it an ideal place for fresh graduates to start their careers. You will also benefit from a structured onboarding process that will equip you with the necessary skills and knowledge to succeed in your role.

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